UBS

Americas Compliance Officer


PayCompetitive
LocationNew York/New York
Employment typeFull-Time

This job is now closed

  • Job Description

      Req#: 290094BR
      • a Bachelor's degree in a relevant area of study required, advanced degree (MBA, JD or MA) is a plus.
      • ideally 5+ years of prior experience in risk framework execution with a financial institution
      • experience and/or knowledge of US regulators and understanding of regulatory expectations/requirements of the roles of Compliance and Operational Risk Control
      • strong strategic, judgement and integrative thinking skills, deep risk management knowledge, as well as good organizational, communication and influencing skills
      • successful experience of leadership, both in terms of people as well as projects and initiatives
      • experience using governance, compliance and risk (GRC) or comparable risk management platforms
      • working with multiple stakeholders at various levels across the firm• experience using Microsoft Powerpoint and Excel, and able to adapt to new technology/tools
      • a structured, rigorous, analytical and thorough in your approach with the ability to form defensible conclusions from risk assessment.
      • strong and sound judgement and able to articulate views, assessments and approaches both verbally and in writing precisely, concisely, logically and accurately including with visuals where required
      • able to present to and respond effectively to internal and external stakeholders
      • team-oriented with strong interpersonal skills, able to calmly manage conflict and pressure in a demanding, high-volume environment
      • able to be flexible and capable of prioritizing based on changing internal or external demands.
      • experienced in handling sensitive information with a high degree of discretion
  • About the company

      UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.