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Compliance and Internal Audit Analyst


Pay$90000.00 - $100000.00 / year
LocationNew York/New York
Employment typeFull-Time

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  • Job Description

      Req#: eFwSLGOrX6pj
      Employer Industry: Financial Services and Digital Assets

      Why consider this job opportunity:
      - Salary up to $100,000
      - Eligibility for an annual discretionary bonus and a competitive benefits package
      - Opportunity for career advancement within a pioneering financial innovator
      - Flexible work environment with a "Work Smart" philosophy that supports remote work
      - Chance to work on cutting-edge blockchain technology and digital asset solutions
      - Collaborative and empowering workplace culture committed to innovation and transparency

      What to Expect (Job Responsibilities):
      - Develop and execute a compliance testing program focusing on automation and continuous improvement
      - Maintain an inventory of compliance policies and procedures aligned with regulatory obligations
      - Collaborate with stakeholders to design the compliance testing plan based on product and service scope
      - Identify compliance gaps and work with business units to remediate them
      - Prepare materials for Risk Committees and Board meetings and escalate issues as necessary

      What is Required (Qualifications):
      - Minimum of 5 years of experience in U.S. financial institution compliance and/or internal audit
      - Bachelor's Degree
      - Excellent analytical, interpersonal, and communication skills (written and verbal)
      - Strong attention to detail and effective time management skills
      - Ability to work independently and as part of a fast-moving team

      How to Stand Out (Preferred Qualifications):
      - Enthusiastic attitude towards blockchain and digital assets
      - Experience with regulatory guidelines, including FINRA rules and regulations
      - Familiarity with marketing communications compliance review processes

      #FinancialServices #DigitalAssets #Compliance #InternalAudit #BlockchainTechnology #CareerOpportunity

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      We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer.
  • About the company

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