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Compliance and Internal Audit Analyst
Pay$90000.00 - $100000.00 / year
LocationNew York/New York
Employment typeFull-Time
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Job Description
- Req#: eFwSLGOrX6pj
Employer Industry: Financial Services and Digital Assets
Why consider this job opportunity:
- Salary up to $100,000
- Eligibility for an annual discretionary bonus and a competitive benefits package
- Opportunity for career advancement within a pioneering financial innovator
- Flexible work environment with a "Work Smart" philosophy that supports remote work
- Chance to work on cutting-edge blockchain technology and digital asset solutions
- Collaborative and empowering workplace culture committed to innovation and transparency
What to Expect (Job Responsibilities):
- Develop and execute a compliance testing program focusing on automation and continuous improvement
- Maintain an inventory of compliance policies and procedures aligned with regulatory obligations
- Collaborate with stakeholders to design the compliance testing plan based on product and service scope
- Identify compliance gaps and work with business units to remediate them
- Prepare materials for Risk Committees and Board meetings and escalate issues as necessary
What is Required (Qualifications):
- Minimum of 5 years of experience in U.S. financial institution compliance and/or internal audit
- Bachelor's Degree
- Excellent analytical, interpersonal, and communication skills (written and verbal)
- Strong attention to detail and effective time management skills
- Ability to work independently and as part of a fast-moving team
How to Stand Out (Preferred Qualifications):
- Enthusiastic attitude towards blockchain and digital assets
- Experience with regulatory guidelines, including FINRA rules and regulations
- Familiarity with marketing communications compliance review processes
#FinancialServices #DigitalAssets #Compliance #InternalAudit #BlockchainTechnology #CareerOpportunity
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