Job Description:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us!

Job Description:
This job is responsible for performing specific delegated supervisory functions in the Marketing/Advertising and Social Media space to minimize financial, regulatory, and reputational risks. Key responsibilities include reviewing, decisioning, escalating, and resolving supervisory tasks on behalf of Merrill and Bank of America Private Bank, as determined by policy, procedure, and regulatory requirements. Job expectations include working with Field Supervision leaders, Office Management Teams, Financial Advisors, Wealth Management Associates, Product Managers, and Control Partners to support the bank's responsible growth strategy.

Responsibilities:

• Ensures compliance with policies, procedures, and regulations and oversees processes within a supervision group to identify, monitor, and limit risk and financial exposure to the business
• Partners and builds relationships with Field Supervision leaders, Office Management Teams, Financial Advisors, Wealth Management Associates, Product Managers, and Control Partners to resolve inquiries effectively and promptly
• Reviews and decisions marketing and social media content, alerts and tasks within a system of record application, while leveraging sound and consistent supervisory judgment
• Identifies and appropriately escalates emerging risks and trends that may not be readily recognized via existing routines, informed by established criteria, risk factors, and metrics
• Manages and prioritizes multiple tasks and maintains quality and timeliness of work deliverables and timelines

Required Qualifications:

• Series 7, 24, and 63/65 OR 23, 9, 10, and 63/65 required to be considered for the role
• 3 years minimum of industry experience
• Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products
• Bachelor’s degree or equivalent work experience in the financial service industry
• Ability to think independently and manage multiple projects in a fast-paced, deadline-oriented regulatory environment
• Strong organizational and decision-making skills
• Excellent verbal and written communication skills
• Proficiency with Microsoft Office suite of applications

Desired Qualifications:

• Prior experience reviewing marketing, advertising, social media and other communication materials and /or experience relating to compliance, legal, or risk management within the financial industry
• Broad investment product knowledge and understanding of some or all of these investment types: mutual funds, closed-end funds, ETFs, separately managed accounts, alternatives, market-linked investments, structured products, insurance and annuities

Skills:

• Attention to Detail
• Prioritization
• Problem Solving
• Relationship Building
• Risk Management
• Decision Making
• Interpret Relevant Laws, Rules, and Regulations
• Written Communications
• Adaptability
• Business Process Analysis
• Industry knowledge
• Team participation
• Diplomacy

Shift:

Hours Per Week: