Employer Industry: Financial Services

Why consider this job opportunity:
- Salary up to $92,370
- Incentive opportunities based on the achievement of annual performance objectives
- Comprehensive benefits including health, dental, vision, and life insurance plans
- Generous 401(k) savings plan with company matching contributions
- Paid time off including 20 days of vacation, nine paid holidays, and paid volunteer time
- Commitment to employee growth with tuition reimbursement up to $5,250/year

What to Expect (Job Responsibilities):
- Provide compliance support and execution across various responsibilities for Voya Financial Advisors
- Work closely with advisory services and sales channels to ensure compliance with advisory regulations
- Lead the fulfillment of 206(4)-7 testing for the investment advisor
- Conduct in-depth analysis and research of complex compliance-related issues
- Maintain internal compliance materials and participate in compliance-related projects

What is Required (Qualifications):
- Bachelor's Degree or equivalent experience
- Five years of relevant experience in broker-dealer/investment advisory compliance or a related industry
- Required FINRA registrations (Series 7) and ability to obtain Series 63/65 or Series 66
- Strong knowledge of annuity products, securities, and investment advisory products
- Proven ability to prioritize assignments and maintain established processing time frames with limited supervision

How to Stand Out (Preferred Qualifications):
- Proactive and practical attitude with strong verbal and written communication skills
- Curiosity about the financial services industry and collaborative team player
- Agile and creative approach to problem-solving
- Growth mindset with the ability to gain new areas of expertise

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