Employer Industry: Financial Services

Why consider this job opportunity:
- Salary range up to $135,000 per year
- Eligible for an annual discretionary cash bonus target of 10%
- Eligible for an annual discretionary restricted stock units bonus target of 10%
- Comprehensive benefits including medical, dental, vision, and life insurance
- Generous paid time off including 3 weeks of vacation and paid sick leave
- Opportunity to work with a diverse team of innovators in a technology-driven environment

What to Expect (Job Responsibilities):
- Compute SEC 15c3-3 Customer Reserve formula
- Prepare monthly FOCUS reports and other regulatory documentation
- Assist with SEC 15c3-1 Net Capital Calculation
- Interact with auditors regarding regulatory reporting
- Mentor and coach less experienced analysts on complex tasks and projects

What is Required (Qualifications):
- Bachelor's degree in Accounting, Finance, or Business
- 4+ years of experience in broker-dealer regulatory reporting
- Series 27 license or willingness to obtain
- Strong analytical, decision-making, and communication skills
- Ability to work independently with strong attention to detail

How to Stand Out (Preferred Qualifications):
- Experience with Oracle General Ledger
- Experience with Beta Clearing System
- Familiarity with FINRA and SEC rules and regulations in securities industry accounting and reporting

#FinancialServices #RegulatoryReporting #CareerOpportunity #CompetitivePay #InnovativeEnvironment

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