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**Essential Duties and Responsibilities**+ Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country+ Detailed documentation of testing in branch exam system and related work papers+ Ensure prescribed sample methodologies are used and resulting sample sizes provide an adequate reflection of the activity being tested+ ...
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JAMES PERSE IS CURRENTLY HIRING A FULL TIME SENIOR CLIENT ADVISOR FOR OUR
MADISON AVENUE (UPPER EAST SIDE) LOCATION
OBJECTIVE OF THE POSITION
The Senior Client Advisor is responsible for achieving all objectives set forth by the company with a focus on client development and client sales. They will set the example in areas of customer service excellence, adherence to visual merchandising stan...
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There's power in partnership.
Take your career in a new direction. Join a firm where that's possible. You'll have the autonomy to build your practice without starting from scratch. Backed by a proven business model, robust resources and a firm invested in your success, you'll have what you need to grow here.
Let's transform your potential into progress -together.
Job Overview
This job posti...
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Description
Citizens employs a group of experienced advisors that help individuals and families attain their financial goals. Our Wealth Advisors conduct thorough discoveries to understand a client's short- and long-term goals, then construct a tailored financial plan that meets the client's goals.
The Citizens Wealth Advisor is a branch-based advisor who excels in a collaborative environment...
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Description
Citizens employs a group of experienced advisors that help individuals and families attain their financial goals. Our Wealth Advisors (PCFAs) conduct thorough discoveries to understand a client's short- and long-term goals, then construct a tailored financial plan that meets the client's goals.
The Citizens Wealth Advisor is a branch-based advisor who excels in a collaborative env...
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Job Description Summary
Under administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various supervisory systems, setting and circumstances of the physical location, onsite files, related docume...
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Equitable Advisors is dedicated to making a positive impact in the lives of its clients. Our network of over 4,300 financial professionals across the U.S. is committed to fostering relationships that help people achieve meaningful financial wellness. In total, Equitable Advisors serves 2.4 million clients nationwide. Our mission is simple: to make a difference in the lives of others. If you are...
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Pay: $150,000.00 - $350,000.00 per year
Why This Is a Great Opportunity
* High payout model with realistic first year earnings often in the low to mid 200,000s for advisors bringing a 35,000,000 plus book, with no hard cap on upside.
* True independence to manage your client relationships and investment approach while leveraging an established, research driven RIA platform.
* Clear...
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Merrill Advisor Development Program - Financial Advisor: 5th Ave Market
NEW YORK, New York
To proceed with your application, you must be at least 18 years of age.
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Who We Are:
NFP, an Aon company, is a multiple Best Places to Work award winner in Business Insurance who has also earned the WORK180 employer endorsement. We are an organization of consultative advisors and problem solvers. We help companies and individuals around the globe address their most significant risk, workforce, wealth management and retirement challenges through custom solutions an...
